Regulatory & Professional Discipline

At Lloyd James Law, we provide expert legal representation to professionals facing disciplinary investigations, misconduct allegations, or regulatory proceedings. We understand that your career, reputation, and future may be at stake, and we work with discretion, care, and determination to protect what matters most.

Our team has extensive experience defending individuals across a wide range of sectors, and we are well-versed in the procedures and expectations of regulatory bodies. Whether you're under investigation, facing a fitness-to-practise hearing, or appealing a decision, we’re here to guide you through every step.

We represent clients in disciplinary and regulatory matters across a wide range of professions, including:

• Healthcare Professionals – Doctors, nurses, midwives, paramedics, dentists, pharmacists, physiotherapists, and other clinicians before bodies such as the GMC, NMC, GDC, HCPC, and GPhC.
• Legal Professionals – Solicitors, barristers, and legal executives facing action from the SRA, BSB, or CILEx Regulation.
• Education Professionals – Teachers and headteachers under investigation by the Teaching Regulation Agency (TRA) or local authorities.
• Police Officers & Law Enforcement – Representing officers in misconduct proceedings or investigations by the IOPC or Professional Standards Departments.
• Financial Services – Accountants, financial advisors, and mortgage brokers before the FCA, ICAEW, ACCA, or CIMA.
• Social Workers – Defending against referrals or hearings before Social Work England.
• Veterinary Professionals – Representing vets and veterinary nurses before the RCVS.
• Architects, Engineers & Surveyors – Assisting professionals regulated by ARB, ICE, RICS, and other industry bodies.
• Pilots & Aircrew – Representation for disciplinary investigations with the CAA and relevant licensing authorities.
• Fitness & Wellness Professionals – Personal trainers, therapists, and alternative medicine practitioners facing complaints or investigations.

Our services include:

• Early advice at the referral or complaint stage
• Preparing responses to allegations and case bundles
• Representation at interim and full fitness-to-practise hearings
• Negotiating outcomes and sanctions
• Appeals and judicial reviews of regulatory decisions

We understand the stress and uncertainty that comes with being under scrutiny. With Lloyd James Law by your side, you can expect honest advice, meticulous preparation, and strong advocacy from experienced legal professionals who understand your sector.