An Authorised and Regulated Law Firm.

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Allegations of misconduct often carry a potential criminal element—such as fraud, assault, theft, or sexual offences. These cases typically involve overlapping facts, witnesses, and complainants, meaning consistency in defence is crucial. Decisions made during a criminal investigation can directly impact any related regulatory process.

We are regularly instructed by:

• Police Officers
• Doctors and nurses
• Dentists and healthcare professionals
• Teachers
• Lawyers and solicitors
   

When a regulated professional is under criminal investigation, it’s essential to anticipate the likelihood of regulatory proceedings. Early, informed legal advice can make all the difference.

The first step in many criminal investigations is a police interview—either following arrest or on a voluntary basis. At this stage, the stakes are high. What is said, or not said, during the interview can significantly influence the outcome of any future regulatory process.

Take doctors as an example: they may treat hundreds or thousands of patients annually. When questioned about a historic complaint involving a single patient, it can be difficult—if not impossible—to recall specific details without access to clinical records. Giving an inaccurate or speculative answer may harm both their criminal defence and their professional standing.

Police officers may not fully understand the complexities of professional practice or the wider implications of a criminal investigation on a person’s career. That’s why representation from a firm experienced in both disciplines is vital.

In cases involving relatively minor allegations, such as common assault or harassment without violence, a professional may be advised to accept a simple police caution to avoid a court appearance. However, accepting a caution—without a proper understanding of its regulatory consequences—could jeopardise your career.

At Lloyd James Law, we consider both the legal and professional implications before advising on any course of action.

We provide comprehensive support throughout both criminal and disciplinary processes, including:

Criminal defence

• Advice and support following arrest 
• Representation at PACE interviews
• Pre-charge guidance during investigation
• Court representation at the Magistrates’ or Crown Court
• Advice on appeal
   

Professional Discipline

• Drafting initial responses to regulators
• Representing clients during investigations and interviews 
• Advocacy at interim order hearings and final fitness-to-practise hearings.

Even before a criminal case is resolved, professionals may face interim sanctions such as suspension or restrictions on practice. This can have devastating effects—not only professionally, but also personally and financially.

Unlike criminal courts, professional tribunals operate to a lower standard of proof—the balance of probabilities rather than beyond reasonable doubt. Regulators also have wider powers to admit evidence, including hearsay or pre-caution admissions, which would typically be excluded from criminal trials.

This underscores the need for a consistent and strategic defence from the outset, across both proceedings.

Lloyd James Law is one of the few UK firms specialising in both criminal defence and professional discipline. Our team has the experience and insight to anticipate risks, manage proceedings across jurisdictions, and achieve the best possible outcomes for the professionals we represent.

Whether you're facing a police investigation, regulatory referral, or disciplinary hearing, we are here to help.